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Racial Inequity in Special EducationEdited by Daniel J. Losen and Gary Orfield
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DANIEL
J. LOSEN Before Congress passed the Education for All Handicapped Children Actnow known as the Individuals with Disabilities Education Act (IDEA)nearly half of the nations approximately four million children with disabilities were not receiving a public education.1 Of the children who were being educated in public schools, many were relegated to a ghetto-like existence in isolated, often run-down classrooms located in the least desirable places within the school building, or sent to entirely separate facilities.2 Since its passage in 1975, the IDEA has brought tremendous benefits: today, approximately six million children with disabilities enjoy their right to a free appropriate public education.3 IDEAs substantive rights and procedural protections have produced significant and measurable outcomes for students with disabilities: their graduation rates have increased dramatically, and the number of these students who go on to college has almost tripled since 1978 (though it is still quite low).4 Despite these improvements, the benefits of special education have not been equitably distributed. Minority children with disabilities all too often experience inadequate services, low-quality curriculum and instruction, and unnecessary isolation from their nondisabled peers. Moreover, inappropriate practices in both general and special education classrooms have resulted in overrepresentation, misclassification, and hardship for minority students, particularly black children. A flood of concerns expressed by community leaders about minority children being misplaced in special education prompted The Civil Rights Project at Harvard University to commission the research for this book. Since the early 1970s, national surveys by the Office for Civil Rights (OCR) of the U.S. Department of Education have revealed persistent overrepresentation of minority children in certain disability categories.5 The most pronounced disparities then were black6 children who, while only 16 percent of the total school enrollment, represented 38 percent of the students in classes for the educationally mentally retarded.7 After more than twenty years, black children constitute 17 percent of the total school enrollment and 33 percent of those labeled mentally retardedonly a marginal improvement.8 During this same period, however, disproportionality in the area of emotional disturbance (ED) and the rate of identification for both ED and specific learning disabilities (SLD) grew significantly for blacks.9 To better understand this persistent overrepresentation trend, as well as growing reports of profound inequities in the quality of special education, The Civil Rights Project set out to find the best research available. In the original call for papers we asked leading scholars from around the country to document and clarify the issues for minority students with regard to special education. As researchers pursued this task and analyzed possible contributing factors, our fears about the persistence of these problems, the complexities of the contributing factors, and the lack of proven solutions were confirmed. Our primary purpose in presenting this information is to identify and solve the problem, not to assign blame. This research is intended to inform the debate on special education and racial justice and to provide educators, researchers, advocates, and policymakers with a deeper understanding of the issues as they renew their efforts to find workable solutions. Using national-, state-, district-, and school-level data, these studies document the current trends for minority students regarding identification and restrictiveness of placement. They explore some of the most likely causes, dispel some myths and oversimplified explanations, and highlight the complex interplay of variables within the control of educators at all levels of government. Recognizing the critical role that advocacy has played in securing the rights of all children to educational opportunity, this book also provides analysis of the evolving role of the law in stopping inappropriate practices that harm children of color, and in guaranteeing equitable benefits from special education. The findings in this book point to areas where much improvement is needed and offer an array of ideas for remedies and suggestions for continued research. It is important to recognize that concerns about special education are nested in concerns about inequities in education generally. Special education overrepresentation often mirrors overrepresentation in many undesirable categoriesincluding dropping out, low-track placements, suspensions, and involvement with juvenile justiceand underrepresentation in desirable categories such as gifted and talented (see Figure 1). Because special education inequities are often tied to general education issues, remedies should address shortcomings in both special and general education. The recommendations, which are aimed at improving policy and practice, were developed through extensive analysis of the efforts and experiences of educators, policymakers, attorneys, and civil rights enforcement agents. We hope the recommendations will help prevent harmful misidentification and inappropriate placements of minority students, and encourage effective and equitable leadership, enforcement, and distribution of resources to ensure that all children who need special education support receive appropriate and high-quality services. ISSUES EXPLORED AND FINDINGS Much of the empirical research in this book explores patterns of overrepresentation of minority children by disability category and whether, once identified, they experience relatively less access to the general education classroom than similarly situated white children. The evidence suggests that black overrepresentation is substantial in state after state. The studies reveal wide differences in disability identification between blacks and Hispanics and between black boys and black girls that cannot be explained in terms of social background or measured ability. Racial
Disparities for Special Education Mirror Disparities in Source: Office for Civil Rights 1998 data (see note 8). Both the statistical and qualitative analyses in this book suggest that these racial, ethnic, and gender differences are due to many complex and interacting factors, including unconscious racial bias on the part of school authorities, large resource inequalities that run along lines of race and class, unjustifiable reliance on IQ and other evaluation tools, educators inappropriate responses to the pressures of high-stakes testing, and power differentials between minority parents and school officials. This
book examines whether the numerous causes of overrepresentation are
likely race linked, which is a distinctly different inquiry from whether
intentional racial discrimination is the primary cause. Absent a blatantly
discriminatory (i.e., illegal as written) policy or practice, to establish
that different treatment is purposeful and racist requires specific
proof of intent, which is usually discovered through legal enforcement
proceedings. The research in this book is obviously not specific enough
to explore questions of intent.10
Overidentification On October 4, 2001, the U.S. House of Representatives Committee on Education and the Workforce convened hearings about the overidentification of minority students in special education. In his testimony, Representative Chaka Fattah concluded with the following story of Billy Hawkins: For the first fifteen years of his, life Billy Hawkins was labeled by his teachers as educable mentally retarded. Billy was backup quarterback for his high school football team. One night he was called off the bench and rallied his team from far behind. In doing so, he ran complicated plays and clearly demonstrated a gift for the game. The school principal, who was in the stands, recognized that the retarded boy could play, and soon after had Billy enrolled in regular classes and instructed his teachers to give him extra help. Billy Hawkins went on to complete a Ph.D. and is now Associate Dean at Michigans Ferris State University.11 Students like Billy Hawkins seldom get the call off the bench and an opportunity to shine in front of their principal. Instead, they are removed from the mainstream and never realize their talent. Unfortunately, some in Congress responded to findings we released in earlier reports and to stories like Dr. Hawkins by opposing efforts to guarantee and fully fund special education at the level Congress originally intended,12 claiming a need to fix special education before providing more funds.13 This book addresses discrete areas of deep racial inequity within a much larger system of special education. It would be wrong to restrict or withhold promised expenditures for all students with disabilities in every state of the nation based on the issues identified in this research. Of the inequalities in education experienced by minority schoolchildren, those in special education are better documented than most. In 1998, approximately 1.5 million minority children were identified as having mental retardation, emotional disturbance, or a specific learning disability.14 More than 876,000 of these were black or Native American,15 and black students were nearly three times as likely as white students to be labeled mentally retarded.16 Mental retardation diagnoses are relatively rare for all children, and the last twenty years have witnessed a modest decrease in the percentages of students labeled mentally retarded for nearly all racial groups.17 Despite this fact, U.S. Department of Education data from 20002001 show that in at least thirteen states more than 2.75 percent of all blacks enrolled were labeled mentally retarded. The prevalence of mental retardation for whites nationally was approximately 0.75 percent in 2001, and in no state did the incidence among whites ever rise above 2.32 percent.18 Moreover, nearly three-quarters of the states with unusually high incidence rates (2.75%5.41%) for blacks were in the South.19 This is arguably a continuation of the problem as a southern phenomenon that was first observed in the National Research Councils data from 1979,20 although both then and now many northern states also exhibit remarkably high rates. One positive sign is that southern states exhibited the largest decreases in sheer percentages since 1979.21 The data in these studies are generally analyzed in one of three ways. In one, a given minority groups percentage enrollment in the general population is compared to that groups percentage identification in a given disability category. In the second, the actual risk level for a minority group is calculated by dividing the number of students from a given racial group with a given disability by the total enrollment of that racial group. And in the third way, these risk levels are calculated for each minority group and then compared. These comparisons are described as risk ratios and are usually reported in comparison to white children.22 In chapter two, Tom Parrish, a senior research analyst with the American Institutes for Research, calculates risk levels using U.S. Department of Education data based on the number of children eligible for special education reported by each state for children between the ages of six and twenty-one in 1998, and compares that with census estimates of children of the same age for each state for the same year. Parrish then calculates the risk ratios for each minority group by cognitive disability category for every state and for the nation. He finds that black children are 2.88 times more likely than whites to be labeled mentally retarded and 1.92 times more likely to be labeled emotionally disturbed. Blacks are the most overrepresented minority group in every category and in nearly every state.23 The gross racial disparities that exist between many minority groups and whites in terms of mental retardation also exist in other cognitive disability categories, but are less pronounced. Nationwide, blacks and Native Americans are less often overidentified for specific learning disabilities (i.e., black children are more than twice as likely as white children to be found to have a specific learning disability in only nine states). Parrish also shows the extent of overidentification of other minorities in the ED and SLD categories.24 In the SLD category, for example, only in Hawaii are Asian Americans/Pacific Islanders identified at nearly twice the rate of whites. On the other hand, Native American children in six states are identified at more than twice the rate of whites. Latinos and Asian Americans are generally underidentified compared to whites in most states and in most categories, raising the possibility of inadequate attention to their special needs; however, the state-level data may underreport the problem for some groups. According to a 1982 National Research Council (NRC) report, district-level data on Hispanics from 1979 suggested that a wide variety of both over- and underrepresentation tended to cancel each other out in aggregate state-level data.25 Neither the 2002 NRC report, Minority Students in Special and Gifted Education, nor the studies in this book conducted a district-level analysis with national data comparable to that contained in the 1982 study of Hispanic identification rates. However, Alfredo Artiles, Robert Rueda, Jesús José Salazar, and Ignacio Higareda, in their analysis of large urban school districts in California, reveal that disproportionate representation in special education is far more likely for (predominantly Latino) English-language learners in secondary school than in elementary school. Thus, the problem may even be hidden when elementary and secondary school data are aggregated at the district level. Edward Fierros and James Conroys research in chapter three, which does examine district-level data from throughout Connecticut and from selected U.S. cities, suggests that the state data may miss disturbing trends for minority overrepresentation in a given category or educational setting.26 Generally speaking, the most serious racial disparities (both under- and overrepresentation) become apparent when data on minority children are disaggregated by race/ethnicity subgroups, cognitive disability category, gender, and placementat least down to the district level. Educational Placement Readers should not forget that students with disabilities are entitled to receive supports and services in a setting best suited to their individual needs, and not to be automatically assigned to a separate place, subjected to low expectations, or excluded from educational opportunities. While substantially separate educational environments are certainly best for some individuals, it is equally well established in research that students with disabilities benefit most when they are educated with their general education peers to the maximum extent appropriate, and this is reflected in the law.27 Fierros and Conroys work demonstrates that, once identified as eligible for special education services, both Latinos and blacks are far less likely than whites to be educated in a fully inclusive general education classroom and far more likely to be educated in a substantially separate setting. The data Fierros and Conroy explore show a consistent trend toward less inclusion for minority children at the national, state, and district levels. The relationship between race and greater exclusion, also not examined in the NRCs 2002 report, suggests that, among students with disabilities, black and Latino children with disabilities may be consistently receiving less desirable treatment than white children. Fierros and Conroy further disaggregate the racial data by disability type for the state of Connecticut and find a lower level of inclusion for blacks and Hispanics compared to whites among each of the three disability types examined (students with mental retardation, emotional disturbance, and specific learning disabilities). The concern with the overrepresentation of minorities would be mitigated if the evidence suggested that minority children reaped benefits from more frequent identification and isolation. But as government officials acknowledge28 and as data demonstrate, this does not appear to be the case. 29 Low-Quality Evaluations, Supports, and Services In their chapter, David Osher, Darren Woodruff, and Anthony Sims illustrate how the issue is often not as simple as the false identification of a nondisabled minority child. Many minority children do have disabilities but are at risk of receiving inappropriate and inadequate services and unwarranted isolation. Osher et al. point out that, for some children, receiving inappropriate services may be more harmful than receiving none at all. For others, not receiving help early enough may exacerbate learning and behavior problems. Both problems are reflected in disturbing statistics on outcomes for minority children with disabilities. As Donald Oswald, Martha Coutinho, and Al Best report in the opening lines of the books first chapter, there are dramatic differences in what happens to minority students with disabilities after high school: In the 19981999 school year, over 2.2 million children of color in U.S. schools were served by special education (U.S. Department of Education, 2000). Posthigh school outcomes for these minority students with disabilities are strikingly inferior. Among high school youth with disabilities, about 75 percent of African American students, as compared to 47 percent of white students, are not employed two years out of school. Slightly more than half (52%) of African Americans, compared to 39 percent of white young adults, are still not employed three to five years out of school. In this same time period, the arrest rate for African Americans with disabilities is 40 percent, as compared to 27 percent for whites (Wagner, DAmico, Marder, Newman, & Blackorby, 1992). In addition to these patterns, Osher, Woodruff, and Sims provide new data depicting substantially higher rates of disciplinary action and placement in correctional facilities for minority students with disabilities still in school. Based on their review of the data and other research, they suggest that investments in high-quality special education and early intervention are sorely needed and could reduce the likelihood that minority students with disabilities will develop serious discipline problems or eventually wind up in correctional facilities. Racial Discrimination and Other Contributing Factors In a society where race is so strongly related to individual, family, and community conditions, it is extremely difficult to know what part of the inequalities are caused by discrimination within the school. These studies, however, do uncover correlations with race that cannot be explained by factors such as poverty or exposure to environmental hazards alone. While the scope of this research does not attempt to depict a definitive causal link to racial discrimination, the research does suggest that unconscious racial bias, stereotypes, and other race-linked factors have a significant impact on the patterns of identification, placement, and quality of services for minority children, and particularly for African American children. The researchers recognize that factors such as poverty and environmental influences outside of school contribute to a heightened incidence of disability in significant ways. All analysts who attempt to sort out the causes of inequality in U.S. institutions of course face the dilemma that some of the differences in subtracted control variables are themselves products of other forms of racial discrimination. For example, if a researcher determined that 40 percent of the association between race and shorter life expectancy could be explained by poverty, we have to understand that the poverty in question may be influenced by employment discrimination or be due in part to a second-generational effect of segregated schooling. Therefore, despite the importance of statistical controls, it is well established that many controls will lower the estimates of the effect of race when race is examined as an isolated variable. What happens in school is only a subset of the far more pervasive impact of racial discrimination that affects minority families and their children. Even when researchers assume that poverty is independent of race and subtract race and other background variables, many of the trends highlighted by this research appear to contradict the theory that poverty is primarily to blame and that race is not a significant factor. Those trends include the following: (a) pronounced and persistent racial disparities in identification between white and black children in the categories of mental retardation and emotional disturbance, compared with far less disparity in the category of specific learning disabilities; (b) a minimal degree of racial disparity in medically diagnosed disabilities as compared with subjective cognitive disabilities; (c) dramatic differences in the incidence of disability from one state to the next; and (d) gross disparities between blacks and Hispanics, and between black boys and girls, in identification rates for the categories of mentally retarded and emotionally disturbed. The data on disproportionate representation is compatible with the theory that systemic racial discrimination is a contributing factor where disparities are substantial. Moreover, the trends revealed in this book are consistent with the theory that different racial groups, facing different kinds of stereotypes and bias, would experience racial disparities differently. States with a history of racial apartheid under de jure segregation, for example, account for five of the seven states with the highest overrepresentation of African Americans labeled mentally retardedMississippi, South Carolina, North Carolina, Florida, and Alabama.30 This trend suggests that the soft bigotry of low expectations may have replaced the undeniable intentional racial discrimination in education against blacks that once pervaded the South.31 In contrast, no southern state was among the top seven states where Hispanic children deemed mentally retarded were most heavily overrepresented.32 The effects of poverty cannot satisfactorily explain racial disparities in identification for mental retardation or emotional disturbance. Regression analysis suggests that race, gender, and poverty are all significant factors. Oswald, Coutinho, and Best specifically asked whether, taking into account the effects of social, demographic, and school-related variables, gender and ethnicity are significantly associated with the risk of being identified for special education.33 Their examination of each factor at the district level (based on all of the districts surveyed in OCRs database combined with the National Center for Education Statistics, Common Core of Data) finds that, although disability incidence often increases with poverty, when poverty- and wealth-linked factors are controlled for, ethnicity and gender remain significant predictors of cognitive disability identification by schools.34 Specifically, wealth-linked factors included per pupil expenditure, median housing value, median income for households with children, percentage of children in households below the poverty level, and percentage of adults in the community who have a twelfth-grade education or less and no diploma. Most disturbing was that in wealthier districts, contrary to the expected trend, black children, especially males, were more likely to be labeled mentally retarded.35 Moreover, the sharp gender differences in identification within racial groups, also described in the 2002 NRC report,36 are not explained by the poverty theory. Large demographic differences among minority groups are also discussed by Parrish and by Fierros and Conroy, and each confirms that the influence of race and ethnicity is significant, and apparently distinct from that of poverty. For example, Parrish reviews the data for each racial group across all fifty states and finds that, in comparison to whites, each minority group is at greater risk of being labeled mentally retarded as their percentage of the total enrolled population increases.37 That poverty does account for some of the observed racial disproportions in disability identification comes as no surprise. Certain minority groups are disproportionately poor. Logically, one would expect poverty to cause a higher incidence of hard disabilities (e.g., blindness and deafness) among members of low-wealth minority groups, due to the impact of poor nutrition and inadequate prenatal care.38 But the most recent research shows that blacks in any given state are substantially less likely to be overrepresented in these hard categories.39 Finally, the theory that poverty and socioeconomic factors can explain all or most of the observed racial disparities fails to account for the extreme differences between black overrepresentation and Hispanic underrepresentation, differences that are even more significant in many states than disparities between blacks and whites.40 For example, blacks in Alabama and Arkansas are more than seven to nine times as likely as Hispanics to be labeled mentally retarded.41 Moreover, nationally and in many other states,42 the disparity in identification rates for mental retardation and emotional disturbance between blacks and Hispanics is greater than the disparity between blacks and whites. Yet Hispanics, like blacks, are at far greater risk than whites for poverty,43 exposure to environmental toxins in impoverished neighborhoods,44 and low-level academic achievement in reading and math.45 Thus, the high variation in identification rates among minority groups with similar levels of poverty and academic failure casts serious doubt on assertions by some researchers that it is primarily poverty and not bias that creates these deep racial disparities.46 Multiple Contributing Factors Most students with disabilities enter school undiagnosed and are referred by regular classroom teachers for evaluations that may lead to special education identification and placement. Therefore, the cause of the observed racial disparity is rooted not only in the system of special education itself, but also in the system of regular education as it encompasses special education.47 Most students referred for evaluation for special education are deemed in need of services.48 If differential referral is a key element, then the perceptions and decisions of classroom teachers, as well as school-level policies and practices that have an impact on students in regular classrooms, are, likewise, key elements. Based on years of research, Beth Harry, Janette Klingner, Keith Sturges, and Robert Moore conclude in their chapter that [t]he point at which differences [in measured performance and ability] result in one child being labeled disabled and another not are totally matters of social decisionmaking.49 Special education evaluations are often presented to parents as a set of discrete decisions based on scientific analysis and assessment,50 but even test-driven decisions are inescapably subjective in nature.51 The existence of some bias in test content is not the primary concern. Harry et al.s research, for example, describes how subjective decisions creep into all elements of the evaluation process, including whom to test, what test to use, when to use alternative tests, how to interpret student responses, and what weight to give results from specific tests. All of these alter the outcomes.52 As Harry et al. point out, a penstroke of the American Association on Mental Retardation (AAMR) lowered the IQ score cutoff point for mental retardation from 85 to 70, swiftly curing thousands of previously disabled children.53 School politics, power relationships between school authorities and minority parents, the quality of regular education, and the classroom management skills of the referring teacher also introduce important elements of subjectivity that often go unrecognized.54 Other race-linked forces at work include poorly trained teachers who are disproportionately employed in minority schools (some of whom use special education as a disciplinary tool),55 other resource inequalities correlated to race,56 beliefs in African American and Latino inferiority and the low expectations that accompany these beliefs,57 cultural insensitivity,58 praise differentials,59 fear and misunderstanding of black males,60 and overcrowded schools and classrooms that are disproportionately located in school districts with high percentages of minority students.61 Add to these forces the general phenomenon of white parents activism, efficaciousness, and high social capital exercised on behalf of their children62 compared to the relative lack of parent power among minority parents,63 and one can understand how the combination of regular education problems and the special education identification process has had a disparate impact on students of different races and ethnicities. Sweeping reforms may also trigger harmful outcomes. For example, Artiles et al.s preliminary examination of the Unz Initiative, which eliminated bilingual education in California, suggests that English-language learners whose access to language supports is limited are more likely to be placed in restrictive special education settings. And as Jay Heubert describes in detail in his chapter, over the last ten years the use of high-stakes testing may have disproportionately punished poor and minority students, students with disabilities, and English-language learners:64 There is evidence that states with high minority enrollments in special education are also likely to have high-stakes testing policies.65 Heubert goes on to cite evidence that promotion testing is . . . likely to increase, perhaps significantly, the numbers of students with disabilities and minority students who suffer the serious consequences of dropping out.66 He points out that the National Research Council has described simple retention in grade as an ineffective intervention.67 The aspirational benefits of raising standards aside, Heubert concludes that minority students with disabilities are at great risk . . . especially in states that administer high-stakes promotion and graduation tests. . . .68 The Status of the Law and Enforcement Policy Beginning with Brown v. Board of Education, litigation and enforcement under civil rights law has been essential to improving racial equity in education. Title VI of the Civil Rights Act of 1964 provided an important lever for racial justice in education that was especially effective when the federal government made enforcement a high priority.69 Critically important was that, under the Title VI regulations, plaintiffs could use statistical evidence to prove that even a policy that was race neutral on its face had an adverse and unjustifiably disparate impact on children of color in violation of the law. As Daniel Losen and Kevin Welner describe in their chapter, the legal landscape shifted dramatically following the U.S. Supreme Courts 2001 ruling in Alexander v. Sandoval, which declared that there is no implied private right of action to bring legal challenges under disparate-impact theory. Therefore, court challenges that would rely on serious statistical disparities to prove allegations of discrimination are nearly extinguished today.70 Although the government and individuals filing complaints with government agencies may still use the Title VI regulations to redress the racially disparate impact of neutral policies, enforcement of disparate impact regulations is more vulnerable to an administrations enforcement policy preferences than ever before. Untouched by Sandoval is the potential to challenge policies or practices where the racial disparities in special education identification or placement arise in the context of hearings on school desegregation. For example, in Alabama in 2000, a court review of consent decrees in that state resulted in a settlement yielding comprehensive state- and district-level remedies for overidentification of minorities. Losen and Welner point out that disability law is becoming a relatively stronger basis for leveraging remedies from states and school districts where overidentification, underservicing, or unnecessarily restrictive placements are an issue. They explain further how systemic legal actions are better suited for seeking effective comprehensive remedies that could address contributing factors in both regular and special education. In her chapter, Theresa Glennon closely examines and evaluates the Office for Civil Rights enforcement efforts where disability law and Title VI converge. Glennons recommendations include better coordinated investigations and interagency information sharing, clearer guidance for schools, and more comprehensive compliance reviews by well-trained investigators. Sharon Soltman and Donald Moore provide an extensive analysis of how to fashion a remedy through litigation in a case known as Corey H. Their thorough chapter combines many years of research on effective practices with models of school improvement. They set forth a roadmap for school district reform to ensure that children with disabilities in Illinois be educated in the least restrictive environment as required by law. The multitiered Corey H. remedy entails a ten-year process for change, in one set of schools each year. The plaintiffs also won a large infusion of state funding to make implementing the Corey H. requirements a fully funded mandate. Further research on the efficacy of the court-ordered remedy should prove extremely useful to policymakers and others seeking to guarantee that minority children with disabilities have appropriate educational opportunities. The only study in this volume that explores restricting federal funds as a remedy does so in the context of analyzing the viability of the Department of Educations Office for Special Education Programs (OSEP) enforcement mechanisms for redressing racial disproportionality. In that study, Thomas Hehir argues forcefully for more frequent exercise of partial withholding by enforcement agents that is narrowly targeted to leverage compliance by specific states or districts in certain areas. As Hehir points out, partial withholding would allow OSEP to ratchet up its enforcement efforts without wholesale withdrawal of federal funds, which would heighten the risk of political backlash and have a negative impact on students in properly run programs. Likewise, federal policymakers should improve IDEA implementation and civil rights enforcement without imposing wholesale limitations on federal special education funding, which would have a negative impact on children with disabilities nationwide. Of course, there may be extreme cases in noncompliant districts where the only way to end serious violations is to cut off general funds, which proved very effective in spurring the desegregation of southern schools.71 Moreover, Tom Parrishs research suggests that some state funding formulas are contributing to problems of overidentification. Some of these formulas fail to follow the federal model, which relies on U.S. Census data to determine allocations. The most problematic state formulas instead channel funds by disability identification and/or program and are suspected of creating incentives for overidentification.
These studies and the NRCs 2002 report both suggest that special education issues faced by minority children often begin with shortcomings in the realm of general education well before teachers or parents seek an evaluation for special education eligibility.72 Therefore, policy solutions that fail to consider the connection with general education classrooms will unlikely bring about significant change.73 A New Federal Initiative with Implications for State Accountability Our nations education policy is at a crossroads. Leaders demand an end to the soft bigotry of low expectations and our government has promised to improve the achievement of all children in 2002 through the new education reform act, known as the No Child Left Behind Act. Racial equity is rooted in the commitment to teach all children well, with particular attention to meeting the needs of minority children. To tackle racial disparities in achievement and graduation rates, the president and Congress embraced three reform approaches: public reporting, accountability at all levels (school, district, and state), and mandatory enforcement. These three reform approaches could be used to address the gross racial disparities in special education identification, restrictiveness of placement, and quality of services. For policymakers, there is no need to pinpoint a specific cause or allege race discrimination in order to achieve racial equity. Scholars report that many schools today still operate under a deficit model, where school authorities regard students with disabilities as the embodiments of their particular disability and ask only what the special educators are required to do in order to accommodate the students problem.74 A universal commitment to equity in special education would help erode this deficit model by shifting the focus to what all public educators should do to improve educational opportunities and outcomes for all children. There is bipartisan acknowledgement that special education issues faced by minority children need a federal legislative response. This apparent consensus holds promise for effective federal reform. Reform attempts in the recent past can be improved upon. In 1997 the IDEA was amended to require states to collect and review data on racial disproportionality in both identification and placement and to intervene where disproportionality is significant.75 Before that, in 1995, the Office for Civil Rights made racial disproportionality in special education a top priority. The persistence of this problem suggests that states legal obligations under IDEA and our civil rights enforcement priorities have not been met. OCR was once a major force in the effort to desegregate our nations schools, suggesting that the agencys efficacy is related to political will as much as it is to resources. It is apparent that there is a glaring need for stepped-up enforcement and oversight by both federal and state agencies. These actions must be geared toward encouraging the active participation of educators at all levels if there is to be any hope of meaningful and lasting improvement. Most important, aggressive efforts to remedy these issues are only the starting point. The efficacy of enforcement interventions and attempted reforms must be evaluated in terms of the outcomes for minority children. Both general and special education teachers and administrators need better training to deliver effective instruction in the least restrictive, most inclusive environment appropriate. Meeting this need, along with the need for better data collection on racial and ethnic disparities and enhanced civil rights enforcement, would require an infusion of special education funds, which could be expected to result in net gains in education outcomes and savings in juvenile justice expenditures in the long term. By increasing federal oversight and by encouraging states to intervene where appropriate, the federal government could help improve the quality of instruction, supports, and services received by minority students in both regular and special education. Although OCR still does not collect national data to determine racial disparities in the educational environment,76 the 1997 IDEA amendments obligate the states to collect sampled data.77 If the government required every state and school district to collect disaggregated data by race with disability category and educational setting (all three together), research on overrepresentation would benefit tremendously. Moreover, much general education reform law is predicated on the concept that public pressure at the local level from parents and community stakeholders will stimulate meaningful improvements. To generate local reform pressure, the Bush education program requires public reporting of test achievement by a number of student subgroups, including disability status and major racial and ethnic subgroups. Policymakers could likewise stimulate meaningful improvements in special education by amending the IDEA to require public reporting of racial disparities in special education identification and placement. IDEA should also require states to intervene under specified circumstances (they now have complete discretion) and to provide technical assistance to effect reforms. Such required intervention and assistance would likely foster greater self-reflection and improvement at the district level. While adopting mandatory interventions would be helpful, given the context of shrinking state education budgets, an emphasis on rewards and continued supports to foster successful efforts must be an integral part of any new enforcement efforts. Finally, new mechanisms for minority children to exercise their rights under IDEA, including legal services support, would help considerably. Toward Comprehensive Solutions to Systemic Problems at the District Level The research and analysis presented in this volume are intended to serve educators, advocates, and policymakers alike. In addition to raising awareness of the issues, suggesting changes in legislation, and improving the enforcement of existing requirements, much can be accomplished with greater determination by school leadership. For communities of color, disproportionate representation in special education is just one facet of the denial of access to educational opportunity. Denial begins in the regular education setting with school segregation, low tracking, test-based diploma denial and retention, overly harsh discipline, less access to programs for the gifted, and resource inequalities that have a distinctly racial dimension. Education leaders who suspect a problem at their school can accomplish a great deal by clearly stating that this problem is one that they and their staff can do something about, and that it has a racial dimension. By squarely shouldering responsibility and resolving to improve outcomes for all children as they tackle the racial disparities, school leaders can also reduce racial tensions among staff and in their school community and recover lives and talents that would otherwise be wasted. Tackling these issues should be a shared responsibility, not the duty of the principal or special education administrator alone. Furthermore, technical assistance can be sought from state and federal agencies, including OCR and OSEP, without triggering legal action. School leaders concerned with the issues raised above can also renew their efforts to involve parents and community in innovative ways. Some suggested methods include entering into partnerships with community organizations in order to boost minority parent involvement, and engaging school-based councils that would share decisionmaking power, working more closely with social service agencies to ensure that at-risk students receive high-quality services and that social workers and teachers are collaborating effectively, and increasing direct outreach to families.78 Moreover, teachers need support to change their practice and improve classroom outcomes. In many cases regular classroom teachers have received little or no training in working with students from diverse backgrounds or with special education students, or have had little practicum experience in inclusive classrooms.79 Similarly, many special education teachers have not had the degree of training in the core curriculum or on how to work in a full-inclusion setting.80 Without both academic and multicultural training and time for special education and regular education teachers to collaborate, it is unrealistic to expect significant improvement. Protecting the civil rights of all students benefits society at large. Obviously, it is much better if this problem is solved within the school than through external enforcement. Strong leadership at all levels could make an important difference. There is a great deal of work that can and should be done by schools, by districts, by states, and by federal lawmakers and enforcement agents that would improve educational opportunities for minority children in general, and make tremendous progress in solving the specific problems highlighted in this book. There are no quick fixes. The problems explored in the pages that follow have many roots, and creating better outcomes requires difficult changes at many levels. Far more research is needed on the practices that produce inequality and the reforms that can successfully correct them. We need to reach the point at which every child is treated as if he or she were our own child, with the same tirelessly defended and protected life possibilities. In schools where we can predict the racial makeup of a special education class before we open the door, we must have leadership, if possible, and enforcement, if necessary, to ensure that each child receives the quality academic support and special services he or she truly needs without diminishing any of the opportunities that are any childs right in American society. We hope this book will contribute to that dream. NOTES 1. Pub. L. No. 105-17, Sec. 601(c)(2)(B) and (C) (1997) (codified as amended at 20 U.S.C. § 1400 (c)(2)(B) and (C) (1994 & Supp. V. 1999). 2. NATIONAL COUNCIL ON DISABILITY, BACK TO SCHOOL ON CIVIL RIGHTS: ADVANCING THE FEDERAL COMMITMENT TO LEAVE NO CHILD BEHIND (2000) [hereinafter NCD 2000]. 3. Id. at 6. 4. Id. 5. COMMITTEE ON MINORITY REPRESENTATION IN SPECIAL EDUCATION, NATIONAL RESEARCH COUNCIL, MINORITY STUDENTS IN SPECIAL AND GIFTED EDUCATION (M. Suzanne Donovan and Christopher T. Cross eds., forthcoming 2002)[hereinafter NRC 2002], available at http://www.nap.edu/books/0309074398/html (last visited July 22, 2002). 6. Where the data was collected using the term black, we use that term to describe the group otherwise referred to as African American. 7. PANEL ON SELECTION AND PLACEMENT OF STUDENTS IN PROGRAMS FOR THE MENTALLY RETARDED, NATIONAL RESEARCH COUNCIL, PLACING CHILDREN IN SPECIAL EDUCATION: A STRATEGY FOR EQUITY (Kirby A. Heller et al. eds., 1982) [hereinafter NRC 1982]. 8. OFFICE FOR CIVIL RIGHTS, U.S. DEPARTMENT OF EDUCATION, ELEMENTARY AND SECONDARY SCHOOL CIVIL RIGHTS COMPLIANCE REPORTS (2000) [hereinafter OCR 1998 data], available at http://www.ed.gov/about/offices/list/ocr/index.html?src=mrdata.html (Although issued in 2000, 1998 data are reported throughout). 9. NRC 2002, supra note 5, at 2-9, 2-10. 10. The National Research Council (NRC) describes eight separate studies over a span of twelve years that suggest that teachers made negative judgments of students due to race or ethnicity bias; see NRC 2002, supra note 5, at 5-10. However, based on other research, NRC states that the evidence is insufficient to draw a conclusion regarding the impact of racial discrimination. Id. at 2-21. 11. Testimony of Representative Chaka Fattah, available at http://www.house.gov/apps/list/press/pa02_fattah/misident.html (last visited, July 22, 2002). The story of Billy Hawkins was originally reported in U.S. News & World Report on December 13, 1993. 12. For a general description of the federal funding scheme under IDEA, see 147 CONG. REC. S1889 (2001) (statement of Sen. Jeffords); see also 143 CONG. REC. S4401 (1997) (statement of Sen. Gregg) (emphasizing that the Federal Government has failed to live up to its obligation to fund 40 percent of the cost of special education.). 13. Representative John Boehner, Chairman of the House Education and the Workforce Committee, IDEA Must Be Fully FundedBut First It Must Be Fixed (fact sheet, April 16, 2002), available at http://edworkforce.house.gov/issues/107th/education/idea/fact. htm (last visited, July 22, 2002). 14. OCR data 1998, supra note 8. 15. OCR data 1998, supra note 8. 16. See Parrish, this volume. 17. NRC 2002, supra note 5, at Table 2-2. 18. The states were Alabama, Arkansas, Florida, Georgia, Indiana, Iowa, Kentucky, Montana, Nebraska, Ohio, North Carolina, South Carolina, and West Virginia. During that school year (2000-2001), the national average for blacks was 2.06 and Hispanics 0.51; see U.S. DEPT OF EDUCATION, OFFICE OF SPECIAL EDUCATION PROGRAMS, DATA ANALYSIS SYSTEM (DANS), Table AA17, available at http://www.ideadata.org/tables24th\ar_aa17. htm (last visited July 22, 2002) [hereinafter OSEP 2001 Report]. 19. Id. 20. NRC 1982, supra note 7. 21. JEREMY FINN, PATTERNS IN SPECIAL EDUCATION PLACEMENT AS REVEALED BY THE OCR SURVEYS, in NRC 1982, supra note 7, at 365. 22. Artiles et al., in this volume, perform the well-established statistical risk comparison called odds ratios, which calculates the actual odds of being identified with a particular disability for each racial group and then compares them. See, e.g., SCOTT MENARD, APPLIED LOGISTIC REGRESSION ANALYSIS 12-13 (1995). 23. Parrish, Table 2, this volume. 24. Hispanics are significantly overrepresented in the category of emotional disturbance in New York, Connecticut, and Pennsylvania. Native Americans are identified at nearly five times the rate of whites in Nebraska, and between two and five times the rate in nine states. Id. 25. See Finn, supra note 21, at 374. 26. These districts themselves have such a high degree of racial isolation (e.g., a 90% minority district) that they often lack the comparison group necessary to discuss inter-district racial disparities. 27. See, e.g., Losen and Welner, this volume. 28. According to Assistant Secretary of Education Judy Heumann, Director of the Office for Special Education and Rehabilitative Services under President Clinton, the system of both regular and private education is racially discriminatory because [m]inority children are more likely not to receive the kinds of services they need in the regular ed[ucation] system and the special ed. system. . . . And special education is used as a place to move kids from a regular classroom out into a separate setting. The Merrow Report: Whats So Special About Special Education? (PBS television broadcast, May 10, 1996) [hereinafter The Merrow Report], transcript available at http://www.pbs.org/merrow/tv/transcripts/index.html (last visited July 8, 2002). 29. See Oswald, Coutinho, and Best, this volume; James M. Patton, The Disproportionate Representation of African Americans in Special Education: Looking Behind the Curtain for Understanding and Solutions, 32 J. SPECIAL EDUC. 25-31 (1998). 30. See Parrish, Table 2, and Fierros and Conroy, Table 1, in this volume. 31. The 1982 study of national data by Jeremy Finn also found the highest levels of overrepresentation of African American children in mental retardation in the southern states. See Finn, supra note 21, at 364-66; see also John U. Ogbu, Castelike Stratification as a Risk Factor for Mental Retardation in the United States, in RISK IN INTELLECTUAL AND PSYCHOSOCIAL DEVELOPMENT 8-85 (Dale C. Farran and James D. McKinney eds., 1986). 32. Parrish, this volume, Table 2. 33. See Oswald et al., this volume. 34. See Oswald et al., this volume. Further, the impact of sociodemographic factors was different for each of the various gender/ethnicity groups. See id. 35. See id. 36. See NRC Report 2002, supra note 5 (Figure 2-11 depicts the largest gender gaps among blacks with MR at nearly a full percent (.97), where in all other groups the difference was always less than a third of a percent and ranged from .15 to .3.). 37. Parrish, Table 2, this volume. 38. Hard categories include physical disabilities that are generally discernable through a medical examination and are rarely disputed. See Parrish, this volume. 39. Parrish uses the benchmark of twice the rate of whites to define extensive overrepresentation. Parrish, this volume, Table 1. Table 1 shows that blacks are substantially overidentified (more than twice as likely as whites) for mental retardation and emotional disturbance in thirty-eight and twenty-nine states, respectively, yet overrepresented to a similar degree in hearing impairments and orthopedic impairments in only five and four states, respectively. Id. 40. Parrish, Table 2, this volume. 41. Id. 42. In twenty-four states the odds for blacks compared to Hispanics for mental retardation, and in thirty-six states the black to Hispanic odds for emotional disturbance, are larger than for blacks compared to whites. Parrish, this volume. 43. NRC Report 2002, supra note 5. 44. Id. 45. See, e.g., P. L. DONAHUE ET AL., THE NATIONS REPORT CARD: FOURTH-GRADE READING 2000, at Figure 2.3 (April 2001), available at http://nces.ed.gov/pubsearch/pubsinfo.asp? pubid=2001499 (last visited, July 22, 2002). The NRC Report implies a connection between high lead levels and minority overrepresentation, yet fails to explore any data specifically linking overrepresentation in MR and risk of lead exposure. In fact, a recent study of exposure to lead paint commissioned by the Office of Lead Hazard Control, U.S. Department of Housing and Urban Development (April 18, 2001) shows that the risk is highest in the northeastern states and lowest in the south. ROBERT P. CLIKNER ET AL., NATIONAL SURVEY OF LEAD AND ALLERGENS IN HOUSING, VOLUME I: ANALYSIS OF LEAD HAZARDS, 3-2, 3-10, 4-4 (2001). It is important to note that for blacks, the incidence of MR is extraordinarily high in the majority of southern states and below the national average in northeastern states. See OSEP 2001 Report, supra note 18. These divergent demographics suggest that risk for lead exposure does not track closely the risk for MR identification experienced by black children. 46. See, e.g., Donald MacMillan and Daniel J. Reschly, Overrepresentation of Minority Students: The Case for Greater Specificity or Reconsideration of the Variables Examined, 32 J. SPECIAL EDUC. 15 (1998); Loretta A. Serna et al., Intervention Versus Affirmation: Proposed Solutions to the Problem of Disproportionate Minority Representation in Special Education, 32 J. SPECIAL EDUC. 48, 48 (1998) (suggesting that we do not have enough information to conclude that bias is a major cause of disproportionate representation). The Eighteenth Annual Report to Congress discusses research suggesting that poverty, and not race or ethnicity, is the most important factor influencing the disproportionality. See U.S. DEPARTMENT OF EDUCATION, EIGHTEENTH ANNUAL REPORT TO CONGRESS ON THE IMPLEMENTATION OF THE INDIVIDUALS WITH DISABILITIES EDUCATION ACT 86 (1996), available at http://www.ed.gov/pubs/OSEP96AnlRpt (last visited, July 22, 2002) (citing MARY WAGNER, THE CONTRIBUTIONS OF POVERTY AND ETHNIC BACKGROUND TO THE PARTICIPATION OF SECONDARY SCHOOL STUDENTS IN SPECIAL EDUCATION (1995)). The report to Congress concedes that Wagner formed this conclusion despite the fact that her own study also found that when income is accounted for, statistically significant disproportionate representation remains in three categories, including mental retardation. Id. See also Daniel J. Reschly and John L. Hosp, Predictors of Restrictiveness for African-American and Caucasian Students, 68 EXCEPTIONAL CHILDREN 225-38 (2001). This study was developed for use by expert testimony on behalf of the defense of a school district charged with discrimination in Coalition to Save Our Children v. State Board of Education of Delaware, 901 F. Supp. 784, 821 (D. Del. 1995); 90 F.3rd 752, 763 n. 13 (3d Cir. 1996)). Dr. Reschly opined that with better measures of poverty the [racial] gap would be further reduced if not eliminated. 47. Jim Ysseldyke, for example, discusses the importance of considering the opportunities to learn available to the student rather than simply focusing on a deficit that lies within the student when students cognitive abilities are assessed, the clear implication being that what we assess as a cognitive disability may actually be a failure to provide a student with an adequate opportunity to learn. See Jim Ysseldyke, Reflections on a Research Career: Generalizations from 25 Years of Research on Assessment and Instructional Decision Making, 67 EXCEPTIONAL CHILDREN 295, 304 (2001). 48. Id. at 303 (describing among other things how, [o]nce a classroom teacher or parent refers a student [for an evaluation] it is likely that the student will be found eligible for special education services. . . . We have demonstrated repeatedly that teachers refer students who bother them.). 49. See Harry et al., this volume. 50. See id. 51. See id. 52. Id.; see generally Ysseldyke, supra note 46. 53. Beth Harry and M. Anderson, African American Males in Special Education: A Critique of the Process, 63 J. NEGRO EDUC. 602, 607 (1994). 54. See generally Ysseldyke, supra note 47, at 304 (stating there are no reliable psychometric differences between those labeled learning disabled (LD) and low-achieving students . . . but most have chosen simply to ignore [these findings]); Harry et al., this volume. 55. For a review of the research about teacher quality and service of minority students, see the work of Linda Darling-Hammond, in particular Linda Darling-Hammond, Teacher Quality and Student Achievement: A Review of State Policy Evidence, 8 EDUCATIONAL POLICY ANALYSIS ARCHIVES, No. 1 (2000); see also Richard M. Ingersoll, The Problem of Underqualified Teachers in American Secondary Schools, 28 EDUCATIONAL RESEARCHER 26 (1999); Deborah L. Voltz, Challenges and Choices in Urban Teaching: The Perspectives of General and Special Educators, in MULTIPLE VOICES FOR ETHNICALLY DIVERSE EXCEPTIONAL LEARNERS 41-53 (2001). For a discussion of the use of special education placement to racially segregate children, see KENNETH J. MEIER ET AL., RACE, CLASS, AND EDUCATION: THE POLITICS OF SECOND-GENERATION DISCRIMINATION (1989). For a discussion of its use as a disciplinary tool, see Osher et al., this volume. 56. These other resources include textbooks, library books, science laboratories, the schools physical plant quality, class size, field trips, enriched courses, college counseling, and computer equipment. See Richard Rothstein, Equalizing Educational Resources on Behalf of Disadvantaged Children, in A NATION AT RISK: PRESERVING PUBLIC EDUCATION AS AN ENGINE FOR SOCIAL MOBILITY 31-92 (Richard Kahlenburg ed., 2000). 57. See PAULINE LIPMAN, RACE, CLASS AND POWER IN SCHOOL RESTRUCTURING (1998); see also MICHELLE FINE, FRAMING DROPOUTS: NOTES ON THE POLITICS OF AN URBAN PUBLIC HIGH SCHOOL (1991). 58. FINE, supra note 57; see also JEAN ANYON, GHETTO SCHOOLING: A POLITICAL ECONOMY OF URBAN EDUCATIONAL REFORM (1997). 59. For example, in the American Association of University Womens How Schools Shortchange Girls, research is cited on student teacher interaction on the basis of gender, race, ethnicity and or social class. The studies indicate that white males receive more attention than males from various racial and ethnic minority groups; that black males are perceived less favorably by their teachers and seen as less able than other students; that black females receive less reinforcement from teachers than do other students. THE AAUW REPORT, HOW SCHOOLS SHORTCHANGE GIRLS 122-23 (1992); see also Harry and Anderson, supra note 51, at 610. 60. See Brenda L. Townsend, Disproportionate Discipline of African American Children and Youth: Culturally Responsive Strategies for Reducing School Suspensions and Expulsions, 66 EXCEPTIONAL CHILDREN 381 (2000); James F. Gregory, Three Strikes and Theyre Out: African American Boys and American Schools Responses to Misbehavior, 7 INTL J. OF ADOLESCENCE & YOUTH 25 (1997); James F. Gregory, The Crime of Punishment: Racial and Gender Disparities in the Use of Corporal Punishment in the U.S. Public Schools, 64 J. NEGRO EDUC. 454 (1996); Maurice C. Taylor and Gerald A. Foster, Bad Boys and School Suspensions: Public Policy Implications for Black Males, 56 SOCIOLOGICAL INQUIRY 498 (1986). 61. See Campaign for Fiscal Equity v. New York, 187 Misc. 2d 1 (2001); see also JONATHAN KOZOL, SAVAGE INEQUALITIES: CHILDREN IN AMERICAS SCHOOLS (1991). 62. A parallel phenomenon occurs with regard to tracking and gifted placements. See Amy S. Wells and Irene Serna, The Politics of Culture: Understanding Local Political Resistance to Detracking in Racially Mixed Schools, 66 HARV. EDUC. REV. 93 (1996); Daniel J. Losen, Note, Silent Segregation in Our Nations Schools, 34 HARV. C.R.-C.L. L. REV. 517, 525 (1999); for a discussion of social capital, see Pierre Bourdieu, The Forms of Capital, in HANDBOOK OF THEORY AND RESEARCH FOR THE SOCIOLOGY OF EDUCATION (John G. Richardson ed., 1985). 63. Voltz, supra note 55; Harry and Anderson, supra note 53, at 612. 64. See ALFIE KOHN, THE CASE AGAINST STANDARDIZED TESTS: RAISING THE SCORES, RUINING THE SCHOOLS 35-41 (2000); Walt Haney, The Myth of the Texas Miracle in Education, 8 EDUC. POLY ANALYSIS ARCHIVES, 1 pt. 4 (2000), available at http://epaa.asu.edu/epaa/v8n41 (last visited, July 22, 2002); Linda McNeil and Angela Valenzuela, The Harmful Impact of the TAAS System of Testing in Texas: Beneath the Accountability Rhetoric (2000), available at http://www.law.harvard.edu/groups/civilrights/conferences/testing 98/drafts/mcneil_valenzuela.html (last visited, July 22, 2002). See also NOE MEDINA & MONTY NEILL, FALLOUT FROM THE TESTING EXPLOSION: HOW 100 MILLION STANDARDIZED EXAMS UNDERMINE EQUITY AND EXCELLENCE IN AMERICAS PUBLIC SCHOOLS (3rd ed. 1990); Jay Heubert, High Stakes Testing: Opportunities and Risks for Students of Color, English-Language Learners, and Students with Disabilities, in THE CONTINUING CHALLENGE: MOVING THE YOUTH AGENDA FORWARD (M. Pines ed., forthcoming) (manuscript at 5, on file with authors). 65. Heubert, this volume. 66. Id. 67. Id. 68. Id. 69. GARY ORFIELD, THE RECONSTRUCTION OF SOUTHERN EDUCATION: THE SCHOOLS AND THE 1964 CIVIL RIGHTS ACT (1969). 70. See Losen and Welner, this volume. 71. See Orfield, supra note 69. 72. NRC 2002 Report, supra note 5, at 10-1. 73. Of course in certain states or districts changing a particular special education policy or practice, i.e., the heavy reliance on IQ tests, that evidence suggests is a primary factor, could have a significant impact. 74. See, e.g., MARTHA MINOW, MAKING ALL THE DIFFERENCE 82-84 (1990). 75. 20 U.S.C. § 1400(c)(8)(A). 76. See Glennon, this volume 77. 20 U.S.C. § 1400(c)(8)(A). 78. Some of these suggestions come from Vincent L. Ferrandino, Challenges for 21stCentury Elementary Principals, 2001 PHI DELTA KAPPAN 440. 79. See Harry, this volume. 80. NRC Report 2002, supra note 5, at 5-32, 5-33.
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Racial Inequity in Special Education
Edited by Daniel J. Losen and Gary Orfield
Foreword by
Senator James M. Jeffords
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